1 to 25 of 158 Regulatory Change Jobs

Senior Project Manager with strong experience leading end: end regulatory change projects across Financial Services required on a permanent basis, by a leading Financial Advisory organisation based flexibly from their Swindon HQ (~2 days/week on site). The salary on offer is between … + 15% bonus + a strong benefits package. This is a hands on, delivery- focused role responsible for ensuring the business' regulatory initiatives are on track, delivered on time and within budget. To be considered for this opportunity, applicants must have the following: Extensive experience as a Project Manager … Proven skills managing multiple, complex end: end regulatory change projects Excellent project governance skills Strong supplier management skills Financial Services exposure Dynamic, high energy Ability to deliver at pace, whilst ensuring changes are fully embedded This is an excellent opportunity for a customer-centric, hands-on regulatory more »

regulation changes and challenges they face. You will have the opportunity to: Work with banks, insurers, and asset managers to help them understand the regulatory implications of the FCA’s new Consumer Duty Leading regulatory change programmes, develop analytical and monitoring capabilities, and providing independent compliance assurance. … frameworks as applied to one or more FS sectors, for example banking, insurance, asset management and consumer credit Experience of leading teams delivering complex regulatory change, compliance, or risk management projects in the financial services sector Providing independent assurance of implementing regulatory change, and/or … compliance with regulatory requirements in financial services Using technology, data, and analytics to help deliver regulatory change and compliance Possess excellent core consulting skills We know the skill-gap and ‘need to tick every box’ can get in the way of meeting brilliant candidates, so please don more »

Role: This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime. The Senior Compliance Lead will play a key … role in ensuring that SMF has fit-for-purpose systems and processes in place to manage regulatory risk and deliver good customer outcomes. This role will provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute to policy changes, analysing … the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures and partner with key stakeholders in the business to deliver change and improve controls. Key Responsibilities: Key responsibilities include, but are not limited to more »

My Leading Banking client are currently looking for a motivated and talented individual to lead the implementation of regulatory change projects and initiatives for the organisation across Europe and Asia. You'll work with global stakeholders to deliver change to meet new regulatory requirements and address … the regulatory aspects of new business initiatives. The role will include both project management and business analysis aspects, including drafting business requirements and supporting testing. This is a newly created role and is a brilliant opportunity! The following skills/experience is essential: Experience working on Regulatory Transaction … and Trade Reporting projects. Previously Project Managed regulatory change projects. Business Analysis experience. Previously worked in a Capital Markets business. Excellent communication skills. Salary: Excellent + bonus + package Level: Director Location: London (good work from home options available) If you are interested and meet the above requirements more »

Change Manager - Business Analysis - Business Change - Investment Management - up to £88,500 Our client, a leading Investment Manager based in the City of London, are looking for a Change Manager/Business Analyst to join them on a permanent basis. You will be joining their Enterprise Change … the delivery across a range of strategic business objectives. The successful candidate will be joining a global team that are working across multiple strategic change processes within the business. You would be working across initiatives such as Regulatory Change, Data Strategy, ESG and HR projects as part … business transformation projects within the Asset Management industry and is willing to bring new ideas to the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across Regulatory Change programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale more »

Join the Product Stewardship team at a global high-performance material/chemical business. We are looking for an experienced chemical regulatory generalist who has EU REACH experience, knowledge of similar global schemes and the ability to be able to research issues, work out costs and strategy and project … range of high purity chemicals for global markets; the Product Stewardship team is responsible for compliance with EU and global legislation. Duties include: tracking regulatory changes assessing the impact of changes on products product registrations interactions with ORs, Consortia and SIEFs management of external expert consultants. We are looking … some knowledge of global/US schemes e.g. TSCA. Having the confidence and ability to research new regulations, regulations you aren’t familiar with, regulatory solutions, costs and to set strategy is very important. Candidates are likely to have a science/chemistry qualification or background along with current more »

Experts in capital markets, banking and payments and wealth and asset managementDeeply knowledgeable in financial services offering, including e.g. Sales & Trading, Finance, Risk & Treasury, Regulatory Reform, Post Trade etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our nimble, agile and … against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.The types of projects we cover are:Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR … SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering on key business change initiativesIn order to support our clients, we need people who have a deep understanding of capital markets/investment banking more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices … the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and data protection regulatory compliance. Provide subject matter expert advice on all … conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »

Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

Req # 15913 Job description Connect to your IndustryWorking across the financial services industry we support clients across all aspects of risk and regulatory transformation from the early stages of helping evaluate how change will impact their business through to shaping, mobilizing and implementing the change to … us to deliver impact how and where it matters most.Connect to your opportunity Working with clients and stakeholders to support and deliver risk and regulatory transformation engagements and programmes of work. This will require liaison across a range of internal and client stakeholders, identifying potential issues and providing solutions.Risk … Advisory Risk and Regulatory Change Delivery team Manager will have responsibility for:Delivery of risk and regulatory focussed transformation engagements within a wider Deloitte teamProduction of specific engagement deliverables in line with area of technical competenceProject management of workstreams or smaller engagementsContributing to development of propositions, solutions more »

to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate … there are excellent benefits for this Compliance Monitoring Manager Compliance Monitoring Manager permanent profile required: An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment Compliance. Well-versed in more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

entered into by CLS. Engage with and manage external legal advisors in multiple jurisdictions in respect of the same. Assist with monitoring of global regulatory change and payments industry initiatives relevant to the CLS system, with a specific focus on the EU and UK (post-Brexit) regulatory … enquiries and presenting the legal division’s approach to specific matters. Work across divisions to draft and contribute to letters and consultations relevant to regulatory and legal change. Provide legal advice, support and thought leadership to various CLS teams and divisions, including with respect to the use of emerging … Handbook and Settlement Member Agreements) to reflect relevant changes or improvements. Organize and facilitate cross-divisional working groups, as needed, in order to analyze regulatory change projects with a view to designing and implementing appropriate solutions and managing risk appropriately. Present recommendations and proposals to the various CLS more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … frameworks, so that you can translate your findings into tangible solutions.You should also be able to develop strong relationships, contribute innovative ideas, and manage change and ambiguity effectively and confidently. Your existing industry and project management knowledge/experience will be critical and will support your development in the more »

Domain & Consulting Business Line. At D&C, we are not only the best at execution, but we also act as a proactive force of change, a true partner in our clients’ transformation journey. Wipro is at the forefront of helping companies around the world transform so that they can … with the client – but so much so that these can be developed within the scope, time and budget agreed Identify problems and opportunities for change with the current business model, enabling processes, data and technology Analyse the potential impact on the business of recommendations and create business cases Plan … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc) Analyse new change needs, change requests, new requirements from third parties and customers/clients Translate requirements into functional and non-functional (performance) specifications Develop BRDs more »

experienced in dealing with multiple pension products and platforms. Previous experience working with large UK pension providers. Experienced in delivering large scale (multi-million) change delivery projects in Life and Pensions sector. Regulatory change experience highly required. Highly numerical as this project will be looking at charges … with the client - but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Options development and recommendations to company management, Analysing the potential impact on the business … use cases, demos, mock data etc), Act as a customer proxy for the development team during the development cycle of specific products, Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs more »

About Us Ruleguard is a leading RegTech SaaS company based in the heart of London, dedicated to providing innovative regulatory technology solutions to financial institutions worldwide. Our platform helps clients streamline compliance processes, reduce risks, and ensure regulatory adherence through advanced technology and data analytics. We are seeking … track project performance, providing regular updates and reports to senior management. Quality Assurance: Ensure all projects meet high standards of quality and compliance with regulatory requirements . Continuous Improvement: Identify opportunities for process improvements and implement best practices to enhance project management efficiency. Your Knowledge and Experience 10+ years … in project management software (e.g., Jira, Teamwork, MS Project, Airfocus) and collaboration tools (e.g., Slack, Miro, Figma and Teams). Familiarity with financial sector regulatory compliance is a plus. Experience managing regulatory change within a business e.g. implementing SMCR or MiFID Yours Skills & Abilities Excellent leadership and more »

Excellent communication and executive stakeholder management skills and passionate about client success.The candidate should have expertise industry expertise, particularly in data & analytics, risk and regulatory compliance, delivering large scale transformational change spanning technology design/implementation, business process & operating model re-engineering and regulatory change across … project sponsor and cross-functional teams from D&B and the bank to develop the scope, deliverables, required resources, work plan and timelinesPursue Governance, change & stakeholder management and engagement at all levels in the organisation, with demonstrable ROI metrics and KPIs for ongoing evaluation, improvement and value realisationAnalyse, evaluate … articulating the progress and impact of use case adoption.Regular Internal communication of client progress to D&B senior leadershipThrough pro-active client consultancy, influence change and drive new use-case adoption and best practices. In collaboration with the account team, you will execute successful change management methodologies that more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »

We are:Experts in banking and payments, capital markets and wealth and asset managementDeeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, Regulatory Change, Financial Crime, Core Banking, etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our … exist. You will contribute to providing solutions and support the implementation of changes, frameworks and tooling as required to close control gaps and meet regulatory requirements.Our clients are predominantly within Financial Services and look for support in delivering solutions to improve their operational resilience. The type of projects we … Implementation3rd Party engagement model reviewSupplier Chain Identification & AssessmentVendor Risk Assessment & ReviewVendor Risk Mitigation & RemediationRisk Monitoring DashboardsImplementation of Controls & ToolingCyber Posture Assessment & Risk ManagementResponding to Regulatory ChangeSecurity Design & implementationCloud Security Assessment & ImplementationSKILLS AND EXPERTISEGood knowledge and practical experience of operational resilience, third party risk and cyber risk regulatory requirements more »

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »