pipelines Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
Employment Type: Permanent
Salary: £100000 - £111000/annum good bonus, pension, health, gym e
for a lawyer. Venue Rulebook exposure and understanding. Strong attention to detail and ability to extract the banks obligations from Rulebooks. Excellent Word skills. MiFID II and EMIR , i.e., exposure to regulation Good presentation skills and ability to work with and present to senior stakeholders. KPI preparation and explanation. Carbon60 more »
Bournemouth, Dorset, South West, United Kingdom Hybrid / WFH Options
GSC Direct Sourcing
and fund services or security services is highly desirable. Any experience working in a functional role like controls, audit or regulations such as CASS, MIFID, USITS, SFTR, SRD2, CSDR, would be highly desireable. Familiarity with new technologies including distributed ledger technology, digital assets crypto etc. *Please note that this role more »
Advisor (IFA) environment with comprehensive knowledge of retail investment products. Familiarity with SIPP providers, permitted investments, and specialist funds. Understanding of industry legislation, including MiFID II, GDPR, and AML. To apply for this exciting opportunity, submit your application today. If your profile aligns with our criteria, one of our specialist more »
Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries investigating more »
this is a small part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to … MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. more »