Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
Employment Type: Permanent
Salary: £100000 - £111000/annum good bonus, pension, health, gym e
Housing Associations and Charities, including benchmarking. • Providing technical support on accounting and regulatory change projects such as IFRS 9 Financial Instruments, new UK GAAP, EMIR and Basel III. • Assisting with delivering Treasury advisory projects ranging from strategy reviews, target operating models, and audit support, including providing input to larger, multi more »
Digital asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers more »
An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships and act more »
Venue Rulebook exposure and understanding. Strong attention to detail and ability to extract the banks obligations from Rulebooks. Excellent Word skills. MiFID II and EMIR, ie, exposure to regulation Good presentation skills and ability to work with and present to senior stakeholders. KPI preparation and explanation. Carbon60, Lorien & SRG - The more »
Venue Rulebook exposure and understanding. Strong attention to detail and ability to extract the banks obligations from Rulebooks. Excellent Word skills. MiFID II and EMIR , i.e., exposure to regulation Good presentation skills and ability to work with and present to senior stakeholders. KPI preparation and explanation. Carbon60, Lorien & SRG - The more »
including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ more »
processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the UK, European and US market along more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the UK, European and US market along more »
the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across Regulatory Change programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale business change and transformation programmes Experience working within the Investment Management arena is beneficial This is an exciting opportunity more »
as a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »
control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/R and MAR control assessments more »
Role Responsibilities include, but are not limited to: • Supporting the team in the daily management of regulatory reporting tasks, including Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting, and more. • Document processes and procedures in line with regulatory requirements and assess continuously the regulatory reporting risks and developments, to ensure more »
clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering … an ability to articulate these by way of opportunities for consulting firms to support the industry.Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of interest more »
for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed … understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability to "own" and drive Business Requirements elicitation, Functional Specification documentation and explanation - working closely with more »
a comprehensive grasp of compliance frameworks. While familiarity with commodities is advantageous, it's not essential. However, hands-on experience with EU regulations like EMIR, DODD FRANK, and REMIT will greatly benefit the role. Key Responsibilities: Lead the Fernergo implementation project, identifying essential data capture for various entities. Proficient understanding … of client lifecycle management, KYC, and AML. Develop and maintain compliance reporting mechanisms, focusing on regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Collaborate with the technology team to align Fenergo product configuration with business needs. Create and interpret wireframes to enhance UI-driven configurations. Utilize BI reporting tools … or similar compliance and onboarding platforms is highly desirable. Ability to comprehend and create wireframes and UI designs. Knowledge of compliance regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Excellent analytical, problem-solving, and project management skills. Effective communication and stakeholder management abilities. Experience in the commodities trading industry more »
sell-side experience and an interest in commodities to gain more exposure to this asset class. You will be tasked with working on their Emir Refit and Remediation project, providing analysis and reporting in terms of software solutions, subsequently followed by its implementation or change. The ideal candidate will understand … the SDLC and work on technology-focused regulatory projects. High level of knowledge in the regulatory space, understanding of EMIR, MiFID2, Dodd-Frank Experience working as a Business Analyst in the Financial Services regulatory space Working knowledge and hands-on experience interacting with complex data sets in SQL Good experience more »
the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large more »